Introduction
Background
Safeguarding the health of the people within the community is one of the most important functions of the Health Authority. In case of an outbreak of communicable diseases such as influenza pandemic, Ebola Virus Disease (EVD) and Middle East Respiratory Syndrome leading to public health emergencies, each hospital will soon activate departmental contingency plan and response measures according to the corresponding Government’s preparedness and response plans. Thus, all nursing staff should be vigilant and well prepared to take actions in alignment with departmental policy.
In case of public health emergencies, both medical and nursing employees take up high responsibilities in triage and patient care at medical or health surveillance points of different clinical settings on top of the hospital setting. These clinical settings include outpatient clinics, quarantine camps, ground crossings, harbour boundary control points and airports. As there are opportunities for direct or close contact with patients with suspected or confirmed communicable diseases, they should be particularly alert and well equipped with effective practices in infection prevention and control.
Risk management
Direct or close contact with patients with suspected or confirmed infectious diseases at different medical or health surveillance points is usually inevitable. Risks of human-to-human transmission exist, for instance, during healthcare delivery in the current Ebola outbreak in West Africa. According to several overseas reports, healthcare providers were infected while treating patients with suspected or confirmed EVD. In addition, these reports have determined that proper infection prevention and control practices in personal protective equipment (PPE) donning and doffing was the most effective in reducing or eliminating risks of EVD infection.
PPE may include items such as facemasks, respirators, goggles, face shields, caps, gowns, gloves, boots and shoe covers among others. They constitute parts of equipment used to protect healthcare providers from exposure to or contact with infectious materials, and to protect against transmission of communicable diseases. However, PPE may fail to prevent transmission and spread the infection if all the PPEs are not safely designed, fit and/or not removed properly.
To prepare staff to handle case of communicable diseases outbreaks effectively, a series of risk management measures had been implemented from June to November 2014. These measures were specially organised by the Infection Control Branch (ICB) and the Central Nursing Division (CND) for staff to enhance knowledge on infection prevention and control and to strengthen skills in donning and doffing of full PPE. The notable risk management measures taken covered all departments, and they were delivered through distribution of relevant protocols and modified procedures, staff training seminars, and individual based measures such as regular mandatory self-training and self-assessment.
The ICB prepared a “Personal Protective Equipment (PPE) Donning/Doffing and Hand Hygiene (HH) Assessment Checklist” for staff to carry out mandatory training and practice in June 2014. These checklists were subsequently revised in October 2014 and November 2014 in response to the most up-to-date recommendations from the World Health Organisation. Further, posters on PPE donning and doffing were issued in November 2014. Both checklists and posters had provided practical guidelines on proper techniques for performing full PPE donning and doffing and HH throughout the procedures.
The CND initiated a variety of promotion activities accordingly. First, internal assessments of staff performance in PPE donning and doffing based on the ICB checklists were conducted from April to August 2014. Second, dozens of similar infection control seminars mandatory for all nursing staff were organised in November 2014. Third, the CND advised all Department Operation Managers (DOMs) of respective service units to ensure that all updated information regarding current communicable disease outbreak and related infection control be accessible to all frontline staff. Finally, all DOMs were reminded to strengthen staff training on infection prevention and control practices, and skills in donning and doffing of full PPE as recommended by the ICB.
However, both monitoring of and evaluation on safe and effective use of PPE in the hospital had not been in place after the implementation of all risk management measures. This programme, led by the CND, was conducted to give a comprehensive evaluation of infection prevention and control practices and recommendations for improvement in PPE donning and doffing in the hospital/clinics.
Aim and objectives
The aim of the programme was to improve infection prevention and control practices in PPE donning and doffing during the provision of care for patients with suspected or confirmed infectious diseases in clinical and ward settings.
The objectives were:
- To assess the level of practices in supporting safe and effective use of PPE in clinics or wards;
- To assess the level of staff competency in practising infection prevention and control during donning and doffing of full PPE; and
- To identify areas for further improvement and make recommendations for sustaining good practices and enhancing improvement
Method
Formation of the Evaluation Team
The Evaluation Team was formed by the end of October 2014. The Team consisted of 19 nursing staff from different service units of the hospital. Of whom, 10 were Advance Practice Nurses (APN) and nine were Registered Nurses (RN). They all had received training on either quality assurance or quality management.
At the first team meeting, members got a thorough understanding of the aim and objectives of the programme. They reviewed the existing guidelines and visual references related to PPE donning and doffing. In addition, the Team identified main areas for assessment by brainstorming. Finally, members drafted action plans for the programme, including the evaluation and continuous improvement.
Sampling
The evaluation was conducted in all service units within the hospital with nursing staff posted, and 23 service units were identified.
Fifty clinics/wards were selected from all service units. In which, 35 were selected from ward settings while 15 were chosen from clinical settings. Each clinic/ward was visited once for the evaluation. During the evaluation visit, two or three nurses would be selected to take part in individual assessment. The selection of these staff was assigned by the APN in-charge of the selected clinic/ward on the spot.
Checklist development
Three checklists were used to collect data during the evaluation visits at wards/centres. The assessors would rate the evaluation finding of each checking item under one of three options: ‘Yes’, ‘No’ and ‘Not-applicable’.
The checklists were:
- Clinic/Ward Checklist (Appendix A)
- Staff Assessment Checklist 1: PPE donning (Appendix B)
- Staff Assessment Checklist 2: PPE doffing (Appendix C)
The Clinic/Ward Checklist was formulated by the Evaluation Team with reference to the “Guidelines on Infection Control Practice in Clinical Setting” (Infection Control Committee, DH, HKSARG, 2011) and the “Audit Tools for Monitoring Infection Control Guidelines within the Community Setting” (Infection Control Nurses Association, DH, England, 2005). It comprised of 23 checking items. Item no. 1 to Items no. 7 consisted of structure criteria to measure the standard of current mechanism that delivered updated knowledge on the use of PPE and proper HH. On the other hand, Item no. 8 to Item no. 23 consisted of process criteria to check the existence of evidence that showed the principles of donning and doffing of PPE were followed.
Staff Assessment Checklists were used to assess staff competency in performing the procedures of PPE donning and doffing. These two checklists were designed by the Evaluation Team based on the updated “Personal Protective Equipment (PPE) Donning/Doffing and HH Assessment Checklists” issued by the ICB on 12 November 2014 (ICB, CHP, HKSARG, 2014). To facilitate the evaluation process, key elements of effective use of mask and proper HH were also incorporated into the checklists. These key elements were retrieved from pamphlets of “Use Mask properly to protect ourselves and protect others” (CHP, HKSARG, 2010) and “HH: an easy way to prevent infection” (CHP, HKSARG, 2010).
Pilot evaluation
A pilot visit was conducted on 27 November 2014 in one of the selected clinics/wards. Immediately after the pilot visit, the Evaluation Team met to streamline the evaluation process and to get ready for conducting a full-fledged evaluation. In addition, members went through details of all assessment checklists and success criteria (Appendix D) and any other relevant report forms.
Data analysis
The data analysis was performed using Microsoft Excel. Spreadsheets were designed for data entry, data cleaning and sorting. Summary statistics on categories of staff recruited and clinics/wards involved were reviewed.
Compliance rate was calculated by the number of “Yes” and divided by the total number of “Yes” and “No”, which had been set in the spreadsheets while each question in the checklist was equally weighted. The total compliance and individual compliance rate on different categories of checking items were calculated. Bar charts on different compliance rates were displayed for comparison.
Findings
The evaluation was performed in selected clinics/wards through surprise visits. At each clinic/ward visit, performance of both individual clinic/ward and selected staff in safe and effective use of PPE while providing care for patients with suspected or confirmed communicable diseases was assessed. Clinic/Ward performance was assessed against the standard of structure and process criteria (Appendix A). On the other hand, staff performance was assessed against the Staff Assessment Checklist 1: PPE donning (Appendix B) and Staff Assessment Checklist 2: PPE doffing (Appendix C).
Results of the evaluation below were presented and analysed into three categories, including clinic/ward performance, staff performance in PPE donning procedures and staff performance in PPE doffing procedures.
Summary of the evaluation visits
Fifty clinics/wards under 23 service units in the hospital were visited during the evaluation period. Apart from the assessment on practice of selected clinic/ward, performance of 110 staff was assessed. Table 1 shows details of the visits.
Table 1: Details of the evaluation visits
Evaluation results
As observed, the overall clinic/ward performance was the highest (97.3% compliance), followed by the overall staff performance in PPE donning procedures (89.4% compliance) and finally, the overall staff performance in PPE doffing procedures (80.9% compliance).
Centre performance
Performance of clinic/ward practice in supporting safe and effective use of PPE was assessed against the standard of 23 checking items in structure criteria and process criteria. Structure criteria are standards for evaluating the practices in delivering updated knowledge on the use of PPE and proper HH. Conversely, process criteria are standards of assessing practices in supporting and following principles of donning and doffing of PPE.
As shown in Table 2, 86.0% of clinics/wards visited (that is 43 out of 50 clinics/wards) had full compliance (100.0%) with both structure and process criteria. On the other hand, one clinic did not have any evidences that showed practices of delivering updated knowledge in the clinic (0.0% compliance).
The range of compliance rates was 90.3% to 100.0%. Full compliance (100.0%) was attained in seven items, including Item no. 1, no. 5, no. 8, no. 9, no. 10, no. 11 and no. 13).
Non-compliance practices observed in clinics/wards were summarised in Table 3. As shown, the incident rates of clinics/wards found to have these non-compliance practices in structure criteria (that is Item no. 1 to Item no.7) were 1/50 to 2/50; and in process criteria (that is Item no. 8 to Item no. 23) were 1/35 to 3/35.
Table 3: Summary of non-compliance practices observed in clinics/wards
The compliance rates of individual staff in PPE donning procedures were shown in Table 4. in which 23.6% (that is 26 out of 110) of staff assessed achieved 100.0% compliance in all donning steps.
Table 4: Staff performance in all checking steps during PPE donning
- As shown in Table 5, the overall compliance rate of all PPE donning procedures among staff was 89.4%. However, the compliance rate was raised to 93.8% when all HH steps in donning were excluded.
The compliance rate of all HH checking steps in PPE donning among staff was 72.4%. In all these HH checking steps, the compliance rate of the “7 steps and duration of hand rubbing” was only 45.9% (Table 5).
The individual steps included donning of surgical mask, donning of face shield, donning of cap, donning of gown, donning of shoe covers, donning of gloves and all HH steps. Among these checking steps, the compliance rate of all HH steps was the lowest (72.4%) while the compliance of donning of surgical mask was the highest (97.9%).
Table 6 displayed compliance rates of individual steps in PPE donning among staff.
Table 6: Staff performance in individual steps during PPE donning
Table 7 summarised the observed non-compliance practices during the evaluation of staff performance during PPE donning procedures.
Table 7: Summary of non-compliance practice observed during PPE donning
Staff performance in PPE doffing
The compliance rates of individual staff in PPE doffing were shown in Table 8. Only 8.2% (9 out of 110 staff) of staff assessed achieved 100% compliance in all doffing steps.
- The compliance rate of all doffing procedure among staff was 80.9% (Table 9). However, the compliance rate was raised to 86.1% when all HH steps in doffing were excluded.
- The compliance rate of all HH checking steps in PPE doffing among staff was 68.4%. In all these HH checking steps, the compliance rate of the “7 steps and duration of hand rubbing” was only 48.9% (Table 9).
Compliance rates of individual steps in PPE doffing among staff were summarised in Table 10. The individual steps included removal of shoe covers, removal of gloves, removal of gown, removal of cap, removal of face shield, removal of surgical mask and all HH steps. Among these checking steps, the compliance rate of all HH steps was the lowest (68.4%) while the compliance rate of removal of surgical mask was the highest (94.5%).
- The non-compliance practices observed in the evaluation of staff performance in PPE doffing were shown in Table 11.
Table 11: Summary of non-compliance practices observed during PPE doffing
Discussion
The Evaluation Team had assessed the current practices in supporting safe and effective use of PPE as well as individual staff competency in performing donning/ doffing of full PPE and HH in selected clinics/wards among the service units within the hospital. Based on collected data and field observation, both best practices and areas for improvement were identified.
Clinic/Ward practice
High performance (overall compliance rate of 97.3%) was achieved in clinics/wards. Forty-three out of 50 clinics/wards achieved full compliance based on the standards of structure and process criteria.
The high achievement in structure criteria indicated a positive supportive infrastructure for practicing effective infection prevention and control. Best practices in the following areas were observed:
- Continuous staff training was provided to enhance knowledge on infection prevention and control and related risk management, and strengthen skills in safe and effective use of PPE.
- Updated guidelines and information regarding infection control practices were accessible to all staff in their workplace.
- Internal audits on HH and infection control practices were conducted on a regular basis to monitor and review the performance.
- Fit testing on N95 respirators was provided to all staff to ensure optimal protection for staff during emergencies.
The attainment of good compliance in process criteria reflected the high-level of staff preparedness for practicing infection control precautions in PPE donning and doffing in their workplaces. The following best practices were observed:
- Two separated areas were specially assigned for PPE donning and PPE doffing.
- The donning area was fully furnished to facilitate the donning procedures. All types of commonly used PPE items required in the checklist were available for use. HH facility such as alcohol based handrub (ABHR) or hand washing facility was easily accessible for performing HH. A mirror was available for checking visually if all PPE had been donned properly. Visual references including the poster of updated correct steps in PPE donning and the poster of updated correct procedures of HH were on display. These posters were quick and practical guide that avoided relying on memory leading to missed steps due to human factors such as stress, anxiety or fatigue.
- The doffing area was fully furnished to facilitate the doffing procedures. A pedal dustbin lined with a leakproof plastic bag was available for collecting all potentially contaminated waste while HH facility such as ABHR or hand washing facility was also easily accessible for performing HH. In addition, visual references including the poster of updated correct steps in PPE doffing and the poster of updated correct steps of HH were on display. These posters were quick and practical guidelines that reduced relying on memory leading to missed steps due to human factors such as stress, anxiety or fatigue.
The process of the evaluation visits were smooth as most clinics/wards were well prepared for the evaluation according to instructions given by the Evaluation Team. Prior to the evaluation visits, all Service DOMs were well informed of details of the evaluation and relevant documents including assessment checklists and success criteria. In addition, they received the “clinic preparation checklist” and “samples of record forms on infection control practice” for their preparation in clinics/wards. This arrangement aimed to facilitate individual clinics/wards to have a good preparation for the assessment, and thus might promote their compliance in structure and process standards.
The overall clinic/ward performance was satisfactory, although there were non-compliance practices observed in a few clinics/wards.
Staff performance
Staff performance in all PPE donning and doffing procedures was not ideal. In particular, the performance of all HH procedures was the lowest (compliance rate of 72.4% in donning and of 68.4% in doffing). By an analysis of performance in individual steps of HH procedures, the substandard performance in “7 steps and duration of hand rubbing” was found (compliance rate of 45.9% in donning and 48.9% in doffing).
HH is one effective way to prevent the spread of many types of infectious microorganisms while providing care for patients with infectious diseases. Proper HH is vital to infection prevention and control in the PPE donning and doffing procedures.
The low performance in PPE donning and doffing procedures might be related to the following causes:
- Lack of self-practice in donning and doffing of full PPE
The opportunities for nursing staff to adopt the full set of PPE in daily healthcare are rare. Instead, they are familiar with the use of gloves and surgical mask in regular process of healthcare. As a result, the relevant experience in real practice was limited.
Nurses had carried out a course of self-practice for the mandatory internal assessment on PPE donning and doffing in June 2014. However, healthcare providers did not perform further self-practice subsequent to revised guidelines and instructions in most of clinics/wards.
- Low awareness of updated guidelines and checklists on PPE donning and doffing
Although the updated guidelines and checklists were in place, staff did not notice important differences between PPE donning and doffing compared to the preceding checklists. The assessment checklist on PPE donning and doffing was first issued by the ICB in June 2014, and then revised by ICB in October 2014 and November 2014 in line with recommendations of the World Health Organisation. The item on shoe covers had been added and the ways for removal of the cap had been modified since the version of October 2014.
- Difficulties in grasping the technique of PPE donning/doffing and HH
It is hard to grasp proper techniques of PPE donning/doffing and HH with reference to the video show and printed materials only instead of having an observer who can give immediate feedback. Thus, nurses could have carried out these steps based on their own perception. Consequently, they missed the details of the required techniques during the evaluation.
- Lack of buddy system
Although use of observer during PPE donning/doffing was recommended, few clinics/wards had adopted this practice. Hence, healthcare providers were unaware of the necessary steps or their inappropriate skills leading to failed protection of body parts of self-contamination during the PPE donning/doffing procedures.
Although the overall performance in PPE donning and doffing was not ideal, most of staff managed to perform the procedures in the correct sequence. According to feedback from staff, those visual references in the donning and doffing areas were useful for guiding their actions.
In sum, the identified hindering factors for staff performance should be addressed to ensure safe and effective use of PPE during healthcare.
Recommendations
In view of the identified areas of good performance and substandard performance in PPE donning and doffing, recommendations for sustaining good practice and enhancing further improvement are as follows:
Ongoing education and self-practice
- Training seminars on update of infection prevention and control practices should be organised regularly to upkeep knowledge on risk management and best practices on infection control.
- Workshops and self-practice on safe and effective use of PPE and HH should be held for strengthening skills in PPE donning and doffing during health care delivery.
- Comprehensive information kit should be provided to staff to facilitate self-training and self-practice in workplace and inform most updated best practices. The kit should include reading materials/references and demonstration videos in HH and PPE donning and doffing procedures with explanation of critical areas in each step.
Increase in awareness on best practices in infection control and related risk management
- Effective networking between Infection Control Network members, Infection Control Coordinator (ICC) and APN in-charges enables accessibility of updated information regarding department’s guidelines and policy to all staff.
- ICC and the APN in-charge should lead timely dissemination of updated information and regular knowledge sharing at the clinic/ward level. These would ensure that staff could keep abreast with the updated infection control practice.
Strengthening the roles of ICC
On top of disseminating up-to-date infection control information to all staff, ICC should be responsible for all colleagues in accordance with the infection control guidelines, including PPE donning/doffing and HH. They are also required to monitor infection control performance of the team and review infection control standard of the workplace for necessary follow-up actions.
Use of PPE Buddy (trained observer)
The use of PPE Buddy is a vital step in minimising the risk of self-contamination while promoting compliance with departmental guidelines during PPE donning and doffing. The PPE Buddy is a trained staff who monitors and helps with PPE donning and doffing.
Continuous review
- Internal evaluation of staff performance in PPE donning and doffing should be conducted every 12 months at the clinic/ward level.
- A complete external evaluation should be conducted on a regular basis to monitor the staff performance and set action plans for staff training and risk management.
Building up emergency response to infection control management in clinical settings
Exercises on public health emergency drills, such as EVD drill and casualty incident exercises are advised to test the workflow and related infection control measures. These exercises ensure that all healthcare workers are familiar with the workflow and measures in managing particular situations.
Conclusion
The programme has given an overview of the current practice on safe and effective use of PPE in the hospital after the implementation of all risk management measures in response to recent communicable diseases outbreak or public health emergencies. It has found out that there are positive infrastructures that enable best practices in infection prevention and control. However, there are opportunities for further improvement in practising proper HH and PPE donning and doffing.
In addition, the programme has highlighted the areas for service improvement. It suggests that issues related to education, self-training and self-practice as well as update of departmental guidelines are crucial to ensure safety and promote staff competency in the preparation for communicable diseases outbreak that may lead to public health crisis.